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Investment Methodology


Transparent Value believes the key to making a successful investment decision is to base that decision on knowable factual information, and avoiding investment decisions that require guesses and conjecture about future events. Because the subjectivity involved in forecasting is inevitably affected by systematic behavioral biases on the part of investors, we believe that the best system of stock analysis determines the market’s implicit forecasts and then benchmarks them against management’s historical ability to deliver.

Our system, the Required Business Performance®   (RBP®   ) Methodology, determines the revenue growth required to support each stock at its current price, then calculates the probability, called RBP®   Probability, based on historical revenue growth that this required revenue growth will be delivered. Similarly, we believe our Behavioral Risk Indicator shows us the likelihood that behavioral biases have pushed the stock price to a level that makes it difficult for management to deliver the Required Business Performance to support there stock price. We believe this enables us to avoid the subjectivity and bias when trying to forecast the unknowable future.

The methodology is not based on the traditional notion of value, what we think a company is “really” worth, or whether or not a particular stock is a good long-term investment. Our methodology is designed around the answer to a simple question "Can management deliver the required business performance to support the price of its stock?" If management is likely to deliver, we feel the company is worth the investment. Our methodology provides no assurance that it can identify companies that will either deliver the required revenue growth or outperform the performance of other indexes, but we feel the system of analysis puts us in a position of advantage by minimizing the behavioral risk often associated with traditional stock analysis.

Glossary
The Funds are new and have limited operating history. An investment in the Funds involves risks, including loss of principal. No assurance can be given that the investment objectives described herein will be achieved. The Funds seek to track a quantitative strategy index, meaning that the Funds invest in securities comprising an index created by a proprietary model. The success of the Fund’s principal investment strategies depends on the effectiveness of the model in screening securities for inclusion in the Index.

For more complete information about the Funds, see the prospectus or call 1 (888) 727-6885. Financial Advisors should call 1-855-TV Funds or 1-855-883-8637. Read the prospectus carefully before you invest or send money.

ALPS Distributors, Inc is not affiliated with Guggenheim Investment Management, LLC, Transparent Value Advisors, LLC (“TVA”) and/or Guggenheim Partners, LLC. TVA and ADI are not affiliated with S&P Dow Jones Indices. Transparent Value Funds are distributed by ALPS Distributors, Inc (“ADI”).

RBP does not guarantee the profit or performance of the Transparent Value Funds. There is no assurance the RBP®   methodology will identify companies that will either achieve its RBP®   or outperform the performance other indexes.
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