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S&P Dow Jones Notices


"Transparent Value Directional Allocation Total Return Index", "Transparent Value Large-Cap Leading 30 Index", "Transparent Value Large-Cap Growth Leading 30 Index", "Transparent Value Large-Cap Value Leading 30 Index", "Transparent Value Large-Cap Lagging 30 Index", "Transparent Value Large-Cap Growth Lagging 30 Index", "Transparent Value Large-Cap Value Lagging 30 Index", "Transparent Value Large-Cap Market Index", "Transparent Value Large-Cap Market Total Return Index", "Transparent Value Large-Cap 50 Market Index", "Transparent Value Large-Cap 50 Market Total Return Index", "Transparent Value Large-Cap 30 Market Index", "Transparent Value Large-Cap 30 Market Total Return Index", "Transparent Value Large-Cap Aggressive Index", "Transparent Value Large-Cap Aggressive Total Return Index", "Transparent Value Large-Cap 50 Aggressive Index", "Transparent Value Large-Cap 50 Aggressive Total Return Index", "Transparent Value Large-Cap 30 Aggressive Index", "Transparent Value Large-Cap 30 Aggressive Total Return Index", "Transparent Value Large-Cap Defensive Index", "Transparent Value Large-Cap Defensive Total Return Index", "Transparent Value Large-Cap 50 Defensive Index", "Transparent Value Large-Cap 50 Defensive Total Return Index", "Transparent Value Large-Cap 30 Defensive Index", "Transparent Value Large-Cap 30 Defensive Total Return Index", "Transparent Value Islamic Market U.S. 50 Index", "Transparent Value Islamic Market U.S. 50 Total Return Index", "Transparent Value U.S. Large-Cap Total Stock Market Index (RBP Weighted)", "Transparent Value U.S. Large-Cap Total Stock Market Total Return Index (RBP Weighted)", "Transparent Value Dividend 30 Index", "Transparent Value Dividend 30 Total Return Index", "Transparent Value Dividend 50 Index", "Transparent Value Dividend 50 Total Return Index", "Transparent Value Dividend Index", "Transparent Value Dividend Total Return Index", "Transparent Value Large-Cap 30 Core Index", "Transparent Value Large-Cap 30 Core Total Return Index", "Transparent Value Large-Cap 30 Growth Index", "Transparent Value Large-Cap 30 Growth Total Return Index", "Transparent Value Large-Cap 30 Value Index", "Transparent Value Large-Cap 30 Value Total Return Index", "Transparent Value Large-Cap 50 Core Index", "Transparent Value Large-Cap 50 Core Total Return Index", "Transparent Value Large-Cap 50 Growth Index", "Transparent Value Large-Cap 50 Growth Total Return Index", "Transparent Value Large-Cap 50 Value Index", "Transparent Value Large-Cap 50 Value Total Return Index", "Transparent Value Large-Cap Core Index", "Transparent Value Large-Cap Core Total Return Index", "Transparent Value Large-Cap Growth Index", "Transparent Value Large-Cap Growth Total Return Index", "Transparent Value Large-Cap Value Index", "Transparent Value Large-Cap Value Total Return Index", "Transparent Value Small-Cap 30 Index", "Transparent Value Small-Cap 30 Total Return Index", "Transparent Value Small-Cap 50 Index", "Transparent Value Small-Cap 50 Total Return Index", "Transparent Value Small-Cap Index", "Transparent Value Small-Cap Total Return Index" are the property of Transparent Value, LLC, which has contracted with S&P Dow Jones Indices LLC or its affiliate ("S&PDJI") to maintain and calculate the Index. The "Dow Jones U.S. Large-Cap Total Stock Market Index", "Dow Jones U.S. Large-Cap Growth Total Stock Market Index", "Dow Jones U.S. Large-Cap Value Total Stock Market Index", "Dow Jones U.S. Mid-Cap Total Stock Market Index", "Dow Jones U.S. Small-Cap Total Stock Market Index" are the property of S&PDJI and/or their third party licensors and has been licensed by S&PDJI for use by Transparent Value, LLC in connection with the Index. S&PDJI shall have no liability for any errors or omissions in calculating the Index.

The "Transparent Value Directional Allocation Fund", "Transparent Value Large-Cap Market Fund", "Transparent Value Large-Cap Aggressive Fund", "Transparent Value Large-Cap Defensive Fund", "Transparent Value Dividend Fund", "Transparent Value Large-Cap Core Fund", "Transparent Value Large-Cap Growth Fund", "Transparent Value Large-Cap Value Fund" are not sponsored, endorsed, sold or promoted by S&P Dow Jones Indices LLC, its affiliates or their third party licensors and neither S&P Dow Jones Indices LLC, its affiliates nor their its third party licensors make any representation regarding the advisability of investing in the "Transparent Value Directional Allocation Fund", "Transparent Value Large-Cap Market Fund", "Transparent Value Large-Cap Aggressive Fund", "Transparent Value Large-Cap Defensive Fund", "Transparent Value Dividend Fund", "Transparent Value Large-Cap Core Fund", "Transparent Value Large-Cap Growth Fund", "Transparent Value Large-Cap Value Fund".

The Funds are new and have limited operating history. An investment in the Funds involves risks, including loss of principal. No assurance can be given that the investment objectives described herein will be achieved. The Funds seek to track a quantitative strategy index, meaning that the Funds invest in securities comprising an index created by a proprietary model. The success of the Fund’s principal investment strategies depends on the effectiveness of the model in screening securities for inclusion in the Index.

For more complete information about the Funds, see the prospectus or call 1 (888) 727-6885. Financial Advisors should call 1-855-TV Funds or 1-855-883-8637. Read the prospectus carefully before you invest or send money.

ALPS Distributors, Inc is not affiliated with Guggenheim Investment Management, LLC, Transparent Value Advisors, LLC (“TVA”) and/or Guggenheim Partners, LLC. TVA and ADI are not affiliated with S&P Dow Jones Indices. Transparent Value Funds are distributed by ALPS Distributors, Inc (“ADI”).

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