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Overview

Actively avoiding losers

Most portfolio managers attempt to outperform a benchmark by picking winners. To do this they make educated guesses about the future fortunes’ of companies and we all know that by definition the future is completely unknowable. Paradoxically, the more they attempt to pick winners by trying to predict the unknowable future, the more they increase the likelihood of being wrong and investing in losers. At Transparent Value, we believe this introduces human behavioral biases that make such predictions very unreliable.

Our methodology, called the Required Business Performance®   Methodology seeks to identify situations in which behavioral biases have pushed the stock price beyond management’s ability to deliver. It also insulates us from behavioral biases when we make stock selections. We calculate the Required Business Performance®   of each stock, then objectively calculate the probability that this performance will be delivered.

Can management deliver the Required Business Performance®   to support the stock price?

Traditionally investors approach an investment decision from an “is it worth it” perspective”. We instead ask “What is the business performance required to support the stock at its current price” and “Can management deliver the Required Business Performance to support the stock price?”

  We believe this tells us the likelihood behavioral biases have impacted the stock price. We believe that if, based on our analysis, management is likely to deliver; the stock is a worthy investment because its behavioral risk profile is attractive.

Glossary
The Funds are new and have limited operating history. An investment in the Funds involves risks, including loss of principal. No assurance can be given that the investment objectives described herein will be achieved. The Funds seek to track a quantitative strategy index, meaning that the Funds invest in securities comprising an index created by a proprietary model. The success of the Fund’s principal investment strategies depends on the effectiveness of the model in screening securities for inclusion in the Index.

For more complete information about the Funds, see the prospectus or call 1 (888) 727-6885. Financial Advisors should call 1-855-TV Funds or 1-855-883-8637. Read the prospectus carefully before you invest or send money.

ALPS Distributors, Inc is not affiliated with Guggenheim Investment Management, LLC, Transparent Value Advisors, LLC (“TVA”) and/or Guggenheim Partners, LLC. TVA and ADI are not affiliated with Dow Jones. Transparent Value Funds are distributed by ALPS Distributors, Inc (“ADI”).

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