Transparent Value Large-Cap Defensive Fund Class C (TVDCX)



Portfolio Characteristics (As of Quarter-Ended 12/31/2014)

  Transparent Value Large-Cap Defensive Fund
Total Net Assets 62.6 million
Number of holdings 101
Market cap 36,578 million
P/E ratio 20.1x
Beta 0.79
Indicated yield 2.20%

These allocations and holdings may not reflect the current or future positions of the portfolio.

Beta - a measure of a given stock’s volatility in relation to the volatility of a specific market. A stock that is more volatile than the market over time tends to have a beta above 1.0. If a stock is less volatile than the market over time, the stock’s beta tends to be less than 1.0. For the purposes of this report, beta is calculated over the prior two years using daily total returns compared to the total returns of the Dow Jones U.S. Total Stock Market Index.

Market cap - current market cap is the sum of the market capitalization of all classes of common stock, in millions. If only one class is listed, the price of the listed-class is applied to any unlisted shares to determine the total market value. If there are two or more listed classes and one or more unlisted classes, the average price of the listed classes is applied to the unlisted shares to compute the total market value.

P/E Ratio (Price-to-Earnings Ratio) - the price of a stock divided by its historical earnings per share.

Top Ten Holdings (As of Quarter-Ended 12/31/2014)

Click here for explanation of RBP® Methodology and RBP® Probability.

There is no assurance the RBP® methodology and resulting RBP®
probability will successfully identify companies that will achieve their RBP®

  • Snapshot Date (12/01/2014): RBP probabilities as of the Snapshot Date are provided to S&P to be used in selection
    and weighting of the underline Index components
  • Reported Date (12/31/2014): Fund holdings are reported to the shareholders with RBP probabilities as of the Reported Date
  • As a result, RBP probabilities as of the Reported Date might defer from the RBP Probabilities as of the Snapshot Date
Company NameTicker% of Net AssetsRBP Probability (%)
Ulta Salon Cosmetics & Fragrance IncULTA1.7%91.78%
Integrys Energy Group IncTEG1.7%89.84%
Williams-Sonoma IncWSM1.6%78.25%
eBay IncEBAY1.5%61.85%
PPL CorpPPL1.4%73.97%
DTE Energy CoDTE1.4%85.44%
Global Payments IncGPN1.4%75.21%
Kinder Morgan Inc/DelawareKMI1.4%86.61%
AmerisourceBergen CorpABC1.3%92.35%
Wisconsin Energy CorpWEC1.3%62.81%
Total (% of Net Assets) 14.8% 

Top ten holdings do not include any cash, short-term investments or exchange traded fund Investments. Holdings are subject to change.

Full Holdings (As of Quarter-Ended 12/31/2014)

Click here for explanation of RBP® Methodology and RBP® Probability.

There is no assurance the RBP® methodology and resulting RBP®
probability will successfully identify companies that will achieve their RBP®

  • Snapshot Date (12/01/2014): RBP probabilities as of the Snapshot Date are provided to S&P to be used in selection
    and weighting of the underline Index components
  • Reported Date (12/31/2014): Fund holdings are reported to the shareholders with RBP probabilities as of the Reported Date
  • As a result, RBP probabilities as of the Reported Date might defer from the RBP Probabilities as of the Snapshot Date
Company NameTickerSharesMarket Value ($)% of Net AssetsRBP
Probability
(%)
Ulta Salon Cosmetics & Fragrance IncULTA 8,392 1,072,833 1.7%91.78%
Integrys Energy Group IncTEG 13,307 1,035,950 1.7%89.84%
Williams-Sonoma IncWSM 13,336 1,009,268 1.6%78.25%
eBay IncEBAY 16,761 940,627 1.5%61.85%
PPL CorpPPL 24,915 905,162 1.4%73.97%
DTE Energy CoDTE 10,452 902,739 1.4%85.44%
Global Payments IncGPN 10,936 882,863 1.4%75.21%
Kinder Morgan Inc/DelawareKMI 20,154 852,716 1.4%86.61%
AmerisourceBergen CorpABC 9,321 840,381 1.3%92.35%
Wisconsin Energy CorpWEC 15,911 839,146 1.3%62.81%
VeriSign IncVRSN 14,210 809,970 1.3%82.51%
Stericycle IncSRCL 6,115 801,554 1.3%44.76%
Edwards Lifesciences CorpEW 6,250 796,125 1.3%63.01%
Arch Capital Group LtdACGL 13,363 789,753 1.3%76.59%
SCANA CorpSCG 13,051 788,280 1.3%78.93%
UnitedHealth Group IncUNH 7,738 782,234 1.2%61.79%
Cincinnati Financial CorpCINF 15,069 781,026 1.2%65.75%
Verizon Communications IncVZ 16,680 780,290 1.2%93.53%
Alliant Energy CorpLNT 11,629 772,398 1.2%64.86%
Westar Energy IncWR 18,633 768,425 1.2%74.42%
Reinsurance Group of America IncRGA 8,711 763,258 1.2%64.19%
QUALCOMM IncQCOM 10,260 762,626 1.2%79.14%
Eversource EnergyES 14,230 761,590 1.2%63.71%
ITC Holdings CorpITC 18,595 751,796 1.2%74.33%
Deere & CoDE 8,462 748,633 1.2%85.37%
Stanley Black & Decker Inc.SWK 7,770 746,542 1.2%73.91%
Estee Lauder Cos Inc/TheEL 9,616 732,739 1.2%65.57%
O`Reilly Automotive IncORLY 3,769 725,985 1.2%48.51%
SBA Communications CorpSBAC 6,470 716,617 1.1%92.31%
Simon Property Group IncSPG 3,920 713,871 1.1%60.21%
Sirona Dental Systems IncSIRO 8,142 711,367 1.1%56.39%
Crown Castle International CorpCCI 9,031 710,740 1.1%78.46%
UGI CorpUGI 18,525 703,580 1.1%67.48%
Marathon Petroleum CorpMPC 7,792 703,306 1.1%42.49%
Scripps Networks Interactive IncSNI 9,327 702,043 1.1%74.97%
NiSource IncNI 16,128 684,150 1.1%61.10%
Juniper Networks IncJNPR 30,210 674,287 1.1%65.64%
Chesapeake Energy CorpCHK 34,148 668,276 1.1%68.71%
Xcel Energy IncXEL 18,582 667,465 1.1%45.75%
Cameron International CorpCAM 13,278 663,236 1.1%71.68%
PG&E CorpPCG 12,371 658,632 1.1%66.66%
CVS Health CorpCVS 6,753 650,381 1.0%44.21%
AGL Resources IncGAS 11,899 648,614 1.0%68.34%
Southern CoSO 13,034 640,100 1.0%59.11%
Autozone IncAZO 1,019 630,873 1.0%49.88%
Travelers Cos Inc/TheTRV 5,943 629,067 1.0%45.29%
National Retail Properties IncNNN 15,972 628,818 1.0%57.54%
RenaissanceRe Holdings LtdRNR 6,420 624,152 1.0%55.50%
FMC Technologies IncFTI 13,293 622,644 1.0%55.64%
Health Care REIT IncHCN 8,194 620,040 1.0%54.78%
Cintas CorpCTAS 7,720 605,557 1.0%40.00%
SL Green Realty CorpSLG 5,074 603,907 1.0%26.15%
FNF GroupFNF 17,264 594,745 0.9%46.13%
DIRECTVDTV 6,813 590,687 0.9%66.35%
Edison InternationalEIX 8,939 585,326 0.9%65.74%
Senior Housing Properties TrustSNH 26,185 578,950 0.9%65.01%
Hormel Foods CorpHRL 11,009 573,569 0.9%56.92%
American Electric Power Co IncAEP 9,329 566,457 0.9%54.07%
Apple IncAAPL 5,119 565,035 0.9%51.68%
HollyFrontier CorpHFC 15,068 564,749 0.9%69.74%
Weyerhaeuser CoWY 15,491 555,972 0.9%60.58%
Cadence Design Systems IncCDNS 28,777 545,900 0.9%41.87%
American Campus Communities IncACC 13,093 541,526 0.9%54.82%
Entergy CorpETR 6,122 535,553 0.9%60.49%
NRG Energy IncNRG 19,657 529,756 0.8%72.21%
Calpine CorpCPN 23,714 524,791 0.8%73.89%
Extra Space Storage IncEXR 8,925 523,362 0.8%34.35%
Macerich Co/TheMAC 6,242 520,645 0.8%18.36%
Allstate Corp/TheALL 7,385 518,796 0.8%23.09%
Devon Energy CorpDVN 8,029 491,455 0.8%64.88%
Noble Corp PlcNE 28,877 478,492 0.8%78.73%
EQT CorpEQT 6,275 475,018 0.8%75.44%
Cablevision Systems CorpCVC 22,885 472,346 0.8%43.22%
Kilroy Realty CorpKRC 6,818 470,919 0.8%43.66%
Sensata Technologies Holding NVST 8,974 470,327 0.8%56.99%
Ensco PLCESV 15,573 466,411 0.7%67.46%
DaVita HealthCare Partners IncDVA 6,071 459,818 0.7%63.79%
OGE Energy CorpOGE 12,896 457,550 0.7%60.37%
National Fuel Gas CoNFG 6,470 449,859 0.7%41.55%
Equity ResidentialEQR 6,260 449,718 0.7%24.35%
SYSCO CorpSYY 11,290 448,100 0.7%45.72%
Southwestern Energy CoSWN 16,205 442,234 0.7%67.85%
Transocean LtdRIG 23,674 433,944 0.7%66.54%
Berkshire Hathaway IncBRK/B 2,880 432,432 0.7%39.88%
US BancorpUSB 9,439 424,283 0.7%53.37%
Essex Property Trust IncESS 2,039 421,257 0.7%39.45%
EMC Corp/MassachusettsEMC 13,903 413,475 0.7%52.05%
Macy`s IncM 5,735 377,076 0.6%30.39%
Range Resources CorpRRC 6,814 364,208 0.6%57.83%
Eli Lilly & CoLLY 4,771 329,151 0.5%20.23%
Solera Holdings Inc.SLH 6,396 327,347 0.5%95.66%
Michael Kors Holdings LtdKORS 4,305 323,306 0.5%99.99%
IHS IncIHS 2,813 320,344 0.5%64.08%
Dresser-Rand Group IncDRC 3,901 319,102 0.5%27.35%
Mead Johnson Nutrition CoMJN 3,114 313,082 0.5%37.27%
Twitter IncTWTR 8,434 302,528 0.5%96.66%
Royal Gold IncRGLD 4,441 278,451 0.4%41.85%
Sempra EnergySRE 2,049 228,177 0.4%35.42%
Intel CorpINTC 6,251 226,849 0.4%26.76%
Tenet Healthcare CorpTHC 4,361 220,972 0.4%41.74%
Total  60,530,68796.7% 
SPDR S&P 500 ETF TrustSPY 7,127 1,464,599 2.3% 
Cash and Other Assets Less Liabilities  628,2861.0% 
Total Net Assets  62,623,572100% 

Numbers may not add up to totals due to rounding.
These allocations and holdings may not reflect the current or future positions of the portfolio.

Sector Allocation (% of Net Assets) (As of Quarter-Ended 12/31/2014 )

An investment in the Funds involves risks, including loss of principal. No assurance can be given that the investment objectives described herein will be achieved. The Funds seek to track a quantitative strategy index, meaning that the Funds invest in securities comprising an index created by a proprietary model. The success of the Fund's principal investment strategies depends on the effectiveness of the model in screening securities for inclusion in the Index.
Important Announcement

Transparent Value announces changes to its Directional Series Indexes and Directional Allocation Index Methodology. Effective with the upcoming rebalance scheduled for March 20th 2015 the following changes will take place.

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For more complete information about the Funds, see the prospectus or call 1 (888) 727-6885. Financial Advisors should call 1-855-TV Funds or 1-855-883-8637. Read the prospectus carefully before you invest or send money.

ALPS Distributors, Inc is not affiliated with Guggenheim Partners Investment Management, LLC, Transparent Value Advisors, LLC (“TVA”) and/or Guggenheim Partners, LLC. TVA and ADI are not affiliated with S&P Dow Jones Indices. Transparent Value Funds are distributed by ALPS Distributors, Inc (“ADI”).

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TVA000283 6/30/2013