Transparent Value Large-Cap Defensive Fund Class C (TVDCX)



Portfolio Characteristics (As of Quarter-Ended 12/31/2015)

  Transparent Value Large-Cap Defensive Fund
Total Net Assets 28.2 million
Number of holdings 102
Market cap 36,613 million
P/E ratio 22.2x
Beta 0.83
Indicated yield 1.65%

These allocations and holdings may not reflect the current or future positions of the portfolio.

Beta - a measure of a given stock’s volatility in relation to the volatility of a specific market. A stock that is more volatile than the market over time tends to have a beta above 1.0. If a stock is less volatile than the market over time, the stock’s beta tends to be less than 1.0. For the purposes of this report, beta is calculated over the prior two years using daily total returns compared to the total returns of the Dow Jones U.S. Total Stock Market Index.

Market cap - current market cap is the sum of the market capitalization of all classes of common stock, in millions. If only one class is listed, the price of the listed-class is applied to any unlisted shares to determine the total market value. If there are two or more listed classes and one or more unlisted classes, the average price of the listed classes is applied to the unlisted shares to compute the total market value.

P/E Ratio (Price-to-Earnings Ratio) - the price of a stock divided by its historical earnings per share.

Top Ten Holdings (As of Quarter-Ended 12/31/2015)

Click here for explanation of RBP® Methodology and RBP® Probability.

There is no assurance the RBP® methodology and resulting RBP®
probability will successfully identify companies that will achieve their RBP®

  • Snapshot Date (12/01/2015): RBP probabilities as of the Snapshot Date are provided to S&P to be used in selection
    and weighting of the underline Index components
  • Reported Date (12/31/2015): Fund holdings are reported to the shareholders with RBP probabilities as of the Reported Date
  • As a result, RBP probabilities as of the Reported Date might defer from the RBP Probabilities as of the Snapshot Date
Company NameTicker% of Net AssetsRBP Probability (%)
Paychex IncPAYX1.3%72.76%
First Republic Bank/San Francisco CAFRC1.3%58.02%
Bristol-Myers Squibb CoBMY1.3%62.74%
VeriSign IncVRSN1.3%62.38%
Hormel Foods CorpHRL1.3%62.36%
Nuance Communications IncNUAN1.3%68.87%
O`Reilly Automotive IncORLY1.3%94.44%
TJX Cos IncTJX1.3%81.79%
Ulta Salon Cosmetics & Fragrance IncULTA1.3%88.79%
Lowe`s Cos IncLOW1.3%59.97%
Total (% of Net Assets) 13.1% 

Top ten holdings do not include any cash, short-term investments or exchange traded fund Investments. Holdings are subject to change.

Full Holdings (As of Quarter-Ended 12/31/2015)

Click here for explanation of RBP® Methodology and RBP® Probability.

There is no assurance the RBP® methodology and resulting RBP®
probability will successfully identify companies that will achieve their RBP®

  • Snapshot Date (12/01/2015): RBP probabilities as of the Snapshot Date are provided to S&P to be used in selection
    and weighting of the underline Index components
  • Reported Date (12/31/2015): Fund holdings are reported to the shareholders with RBP probabilities as of the Reported Date
  • As a result, RBP probabilities as of the Reported Date might defer from the RBP Probabilities as of the Snapshot Date
Company NameTickerSharesMarket Value ($)% of Net AssetsRBP
Probability
(%)
Paychex IncPAYX 7,167 379,063 1.3%72.76%
First Republic Bank/San Francisco CAFRC 5,684 375,485 1.3%58.02%
Bristol-Myers Squibb CoBMY 5,455 375,249 1.3%62.74%
VeriSign IncVRSN 4,241 370,494 1.3%62.38%
Hormel Foods CorpHRL 4,683 370,332 1.3%62.36%
Nuance Communications IncNUAN 18,492 367,806 1.3%68.87%
O`Reilly Automotive IncORLY 1,446 366,445 1.3%94.44%
TJX Cos IncTJX 5,121 363,130 1.3%81.79%
Ulta Salon Cosmetics & Fragrance IncULTA 1,962 362,970 1.3%88.79%
Lowe`s Cos IncLOW 4,720 358,909 1.3%59.97%
SBA Communications CorpSBAC 3,388 355,977 1.3%85.32%
Signature Bank/New York NYSBNY 2,321 355,972 1.3%91.27%
Travelers Cos Inc/TheTRV 3,128 353,026 1.3%71.97%
NextEra Energy IncNEE 3,367 349,798 1.2%76.77%
Cincinnati Financial CorpCINF 5,885 348,215 1.2%78.99%
Monster Beverage CorpMNST 2,305 343,353 1.2%78.12%
Vantiv IncVNTV 7,220 342,372 1.2%88.86%
ITC Holdings CorpITC 8,689 341,043 1.2%63.87%
TransDigm Group IncTDG 1,491 340,619 1.2%70.74%
Cintas CorpCTAS 3,737 340,254 1.2%72.71%
Verizon Communications IncVZ 7,334 338,977 1.2%69.87%
MSCI IncMSCI 4,685 337,929 1.2%49.90%
Simon Property Group IncSPG 1,729 336,187 1.2%79.84%
SEI Investments CoSEIC 6,404 335,570 1.2%74.54%
AmerisourceBergen CorpABC 3,166 328,346 1.2%79.63%
Darden Restaurants IncDRI 5,132 326,600 1.2%56.20%
CDW Corp/DECDW 7,730 324,969 1.2%85.57%
Ally Financial IncALLY 17,194 320,496 1.1%96.58%
Arthur J Gallagher & CoAJG 7,731 316,507 1.1%77.97%
Camden Property TrustCPT 4,111 315,560 1.1%52.25%
NVR IncNVR 191 313,813 1.1%73.46%
Carter`s IncCRI 3,403 302,969 1.1%88.80%
Rockwell Collins IncCOL 3,280 302,744 1.1%53.27%
Ansys IncANSS 3,270 302,475 1.1%60.39%
Zoetis IncZTS 6,257 299,835 1.1%50.05%
People`s United Financial IncPBCT 18,305 295,626 1.0%35.99%
Universal Health Services IncUHS 2,457 293,587 1.0%76.53%
CVS Health CorpCVS 2,971 290,475 1.0%74.04%
Laboratory Corp of America HoldingsLH 2,347 290,183 1.0%62.68%
Avery Dennison CorpAVY 4,594 287,860 1.0%49.70%
Cerner CorpCERN 4,738 285,085 1.0%62.30%
Crown Castle International CorpCCI 3,297 285,026 1.0%49.26%
Dollar General CorpDG 3,945 283,527 1.0%52.13%
Church & Dwight Co IncCHD 3,328 282,481 1.0%66.11%
Hershey Co/TheHSY 3,151 281,290 1.0%58.86%
Constellation Brands IncSTZ 1,945 277,046 1.0%69.55%
Berkshire Hathaway IncBRK/B 2,091 276,096 1.0%54.69%
Autoliv IncALV 2,169 270,626 1.0%56.84%
Altria Group IncMO 4,644 270,327 1.0%57.21%
Twenty-First Century Fox IncFOXA 9,947 270,161 1.0%61.24%
Factset Research Systems IncFDS 1,656 269,216 1.0%67.04%
PPL CorpPPL 7,876 268,808 1.0%62.49%
JB Hunt Transport Services IncJBHT 3,663 268,718 1.0%80.83%
Jack Henry & Associates IncJKHY 3,436 268,214 1.0%65.05%
Reynolds American IncRAI 5,619 259,317 0.9%68.55%
Gartner IncIT 2,822 255,955 0.9%60.07%
CME Group IncCME 2,811 254,677 0.9%64.16%
Danaher CorpDHR 2,737 254,213 0.9%56.47%
Scripps Networks Interactive IncSNI 4,583 253,027 0.9%52.83%
Juniper Networks IncJNPR 9,158 252,761 0.9%73.01%
F5 Networks IncFFIV 2,606 252,678 0.9%82.87%
Amdocs LtdDOX 4,626 252,441 0.9%58.29%
Clorox CoCLX 1,958 248,333 0.9%59.41%
Boeing Co/TheBA 1,705 246,526 0.9%64.28%
DTE Energy CoDTE 3,051 244,660 0.9%62.71%
Stanley Black & Decker Inc.SWK 2,291 244,518 0.9%52.36%
Ingersoll-Rand PlcIR 4,420 244,382 0.9%63.14%
Nasdaq Inc.NDAQ 4,144 241,056 0.9%55.55%
Chipotle Mexican Grill IncCMG 502 240,885 0.9%93.68%
Arch Capital Group LtdACGL 3,398 237,011 0.8%67.92%
Synopsys IncSNPS 5,174 235,986 0.8%69.51%
VMware IncVMW 4,156 235,105 0.8%74.73%
Costco Wholesale CorpCOST 1,454 234,821 0.8%53.00%
Tesoro Corp/TexasTSO 2,153 226,862 0.8%56.24%
Comcast CorpCMCSA 4,004 225,946 0.8%60.70%
Williams-Sonoma IncWSM 3,788 221,257 0.8%72.83%
Tribune Media CoTRCO 6,303 213,104 0.8%58.28%
Pfizer IncPFE 6,575 212,241 0.8%54.98%
International Flavors & Fragrances IncIFF 1,769 211,643 0.8%46.68%
Quintiles Transnational Holdings IncQ 3,069 210,718 0.7%60.72%
Envision Healthcare Holdings IncEVHC 7,949 206,436 0.7%68.38%
EQT CorpEQT 3,899 203,255 0.7%50.20%
AT&T IncT 5,847 201,195 0.7%57.26%
Perrigo Co PlcPRGO 1,365 197,516 0.7%63.63%
Sirona Dental Systems IncSIRO 1,799 197,116 0.7%39.29%
National Oilwell Varco IncNOV 5,743 192,333 0.7%50.00%
Trimble Navigation LtdTRMB 8,863 190,111 0.7%46.00%
CIT Group IncCIT 4,756 188,813 0.7%53.78%
Flir Systems IncFLIR 6,712 188,406 0.7%34.33%
QUALCOMM IncQCOM 3,766 188,244 0.7%44.62%
eBay IncEBAY 6,573 180,626 0.6%46.28%
Kinder Morgan Inc/DelawareKMI 12,029 179,473 0.6%54.40%
Citizens Financial Group IncCFG 6,715 175,866 0.6%44.26%
New York Community Bancorp IncNYCB 10,744 175,342 0.6%64.33%
Merck & Co IncMRK 3,157 166,753 0.6%47.69%
AGCO CorpAGCO 3,611 163,903 0.6%42.88%
Waters CorpWAT 1,217 163,784 0.6%37.53%
Sherwin-Williams Co/TheSHW 618 160,433 0.6%48.34%
Expeditors International of Washington IncEXPD 3,379 152,393 0.5%43.45%
Range Resources CorpRRC 6,191 152,361 0.5%60.86%
RMR Group IncRMR 197 2,832 0.0%NA
Total  27,115,15296.3% 
SPDR S&P 500 ETF TrustSPY 4,397 896,504 3.2% 
Cash and Other Assets Less Liabilities  150,3900.5% 
Total Net Assets  28,162,046100% 

Numbers may not add up to totals due to rounding.
These allocations and holdings may not reflect the current or future positions of the portfolio.

Sector Allocation (% of Net Assets) (As of Quarter-Ended 12/31/2015 )

An investment in the Funds involves risks, including loss of principal. No assurance can be given that the investment objectives described herein will be achieved. The Funds seek to track a quantitative strategy index, meaning that the Funds invest in securities comprising an index created by a proprietary model. The success of the Fund's principal investment strategies depends on the effectiveness of the model in screening securities for inclusion in the Index.

For more complete information about the Funds, see the prospectus or call 1 (888) 727-6885. Financial Advisors should call 1-855-TV Funds or 1-855-883-8637. Read the prospectus carefully before you invest or send money.

ALPS Distributors, Inc. (ADI) is not affiliated with Guggenheim Partners Investment Management, LLC and/or Guggenheim Partners, LLC. ADI is not affiliated with S&P Dow Jones Indices. Transparent Value Funds are distributed by ALPS Distributors, Inc. ("ADI").

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TVA000283 6/30/2013