Transparent Value Large-Cap Defensive Fund Class C (TVDCX)



Portfolio Characteristics (As of Quarter-Ended 06/30/2014)

  Transparent Value Large-Cap Defensive Fund
Total Net Assets 78.0 million
Number of holdings 101
Market cap 33,177 million
P/E ratio 20.2x
Beta 0.88
Indicated yield 1.85%

These allocations and holdings may not reflect the current or future positions of the portfolio.

Beta - a measure of a given stock’s volatility in relation to the volatility of a specific market. A stock that is more volatile than the market over time tends to have a beta above 1.0. If a stock is less volatile than the market over time, the stock’s beta tends to be less than 1.0. For the purposes of this report, beta is calculated over the prior two years using daily total returns compared to the total returns of the Dow Jones U.S. Total Stock Market Index.

Market cap - current market cap is the sum of the market capitalization of all classes of common stock, in millions. If only one class is listed, the price of the listed-class is applied to any unlisted shares to determine the total market value. If there are two or more listed classes and one or more unlisted classes, the average price of the listed classes is applied to the unlisted shares to compute the total market value.

P/E Ratio (Price-to-Earnings Ratio) - the price of a stock divided by its historical earnings per share.

Top Ten Holdings (As of Quarter-Ended 06/30/2014)

Click here for explanation of RBP® Methodology and RBP® Probability.

There is no assurance the RBP® methodology and resulting RBP®
probability will successfully identify companies that will achieve their RBP®

  • Snapshot Date (06/02/2014): RBP probabilities as of the Snapshot Date are provided to S&P to be used in selection
    and weighting of the underline Index components
  • Reported Date (06/30/2014): Fund holdings are reported to the shareholders with RBP probabilities as of the Reported Date
  • As a result, RBP probabilities as of the Reported Date might defer from the RBP Probabilities as of the Snapshot Date
Company NameTicker% of Net AssetsRBP Probability (%)
Integrys Energy Group IncTEG1.7%84.93%
EOG Resources IncEOG1.7%99.92%
Lennar CorpLEN1.7%99.98%
Cameron International CorpCAM1.7%99.71%
Williams-Sonoma IncWSM1.6%89.52%
Toll Brothers IncTOL1.6%97.72%
FMC Technologies IncFTI1.5%88.60%
Chesapeake Energy CorpCHK1.5%88.91%
Wisconsin Energy CorpWEC1.4%84.16%
PPL CorpPPL1.4%82.96%
Total (% of Net Assets) 15.9% 

Top ten holdings do not include any cash, short-term investments or exchange traded fund Investments. Holdings are subject to change.

Full Holdings (As of Quarter-Ended 06/30/2014)

Click here for explanation of RBP® Methodology and RBP® Probability.

There is no assurance the RBP® methodology and resulting RBP®
probability will successfully identify companies that will achieve their RBP®

  • Snapshot Date (06/02/2014): RBP probabilities as of the Snapshot Date are provided to S&P to be used in selection
    and weighting of the underline Index components
  • Reported Date (06/30/2014): Fund holdings are reported to the shareholders with RBP probabilities as of the Reported Date
  • As a result, RBP probabilities as of the Reported Date might defer from the RBP Probabilities as of the Snapshot Date
Company NameTickerSharesMarket Value ($)% of Net AssetsRBP
Probability
(%)
Integrys Energy Group IncTEG 18,835 1,339,734 1.7%84.93%
EOG Resources IncEOG 11,325 1,323,440 1.7%99.92%
Lennar CorpLEN 31,350 1,316,073 1.7%99.98%
Cameron International CorpCAM 19,417 1,314,725 1.7%99.71%
Williams-Sonoma IncWSM 17,520 1,257,586 1.6%89.52%
Toll Brothers IncTOL 33,315 1,229,324 1.6%97.72%
FMC Technologies IncFTI 19,580 1,195,751 1.5%88.60%
Chesapeake Energy CorpCHK 37,820 1,175,446 1.5%88.91%
Wisconsin Energy CorpWEC 23,788 1,116,133 1.4%84.16%
PPL CorpPPL 31,275 1,111,201 1.4%82.96%
Sirona Dental Systems IncSIRO 12,987 1,070,908 1.4%75.30%
SBA Communications CorpSBAC 10,423 1,066,273 1.4%82.86%
Westar Energy IncWR 27,886 1,064,966 1.4%78.25%
Hess CorpHES 10,540 1,042,301 1.3%79.25%
DTE Energy CoDTE 13,123 1,021,888 1.3%77.07%
RenaissanceRe Holdings LtdRNR 9,408 1,006,656 1.3%76.85%
Deere & CoDE 10,465 947,606 1.2%75.95%
Simon Property Group IncSPG 5,657 940,646 1.2%73.61%
UGI CorpUGI 18,243 921,272 1.2%68.71%
Southwestern Energy CoSWN 19,120 869,769 1.1%67.61%
Joy Global IncJOY 14,105 868,586 1.1%45.82%
Range Resources CorpRRC 9,940 864,283 1.1%67.37%
O`Reilly Automotive IncORLY 5,725 862,185 1.1%54.30%
MDU Resources Group IncMDU 24,510 860,301 1.1%63.15%
DIRECTVDTV 10,090 857,751 1.1%63.46%
Devon Energy CorpDVN 10,783 856,170 1.1%64.80%
Northeast UtilitiesNU 18,112 856,154 1.1%63.44%
AGL Resources IncGAS 15,327 843,445 1.1%63.66%
Edwards Lifesciences CorpEW 9,825 843,378 1.1%58.71%
Hormel Foods CorpHRL 17,030 840,431 1.1%64.69%
UnitedHealth Group IncUNH 10,250 837,938 1.1%62.89%
Cadence Design Systems IncCDNS 47,417 829,323 1.1%59.78%
Alliant Energy CorpLNT 13,543 824,227 1.1%60.94%
National Fuel Gas CoNFG 10,444 817,765 1.0%60.99%
Apple IncAAPL 8,745 812,673 1.0%65.30%
EQT CorpEQT 7,452 796,619 1.0%60.15%
FNF GroupFNF 24,271 795,118 1.0%61.52%
Comcast CorpCMCSA 14,705 789,364 1.0%61.18%
Edison InternationalEIX 13,561 788,030 1.0%58.91%
Helmerich & Payne IncHP 6,715 779,679 1.0%58.45%
Travelers Cos Inc/TheTRV 8,230 774,196 1.0%63.29%
Autozone IncAZO 1,435 769,504 1.0%56.20%
Schlumberger LtdSLB 6,520 769,034 1.0%32.19%
ITC Holdings CorpITC 20,756 757,179 1.0%58.75%
NiSource IncNI 19,026 748,483 1.0%55.46%
BB&T CorpBBT 18,887 744,714 1.0%55.12%
NRG Energy IncNRG 19,740 734,328 0.9%56.29%
OGE Energy CorpOGE 18,745 732,555 0.9%53.57%
CVS Health CorpCVS 9,690 730,335 0.9%60.78%
Cintas CorpCTAS 11,256 715,206 0.9%51.58%
SCANA CorpSCG 13,000 699,530 0.9%51.70%
Calpine CorpCPN 29,170 694,538 0.9%53.95%
Baker Hughes IncBHI 9,305 692,757 0.9%50.72%
Weatherford International plcWFT 29,500 678,500 0.9%49.26%
Allstate Corp/TheALL 11,520 676,454 0.9%51.48%
Dresser-Rand Group IncDRC 10,595 675,219 0.9%51.12%
Valmont Industries IncVMI 4,425 672,379 0.9%56.03%
National Retail Properties IncNNN 18,057 671,540 0.9%38.89%
IHS IncIHS 4,901 664,919 0.9%48.33%
Aqua America IncWTR 25,115 658,515 0.8%48.80%
Taubman Centers IncTCO 8,685 658,410 0.8%48.55%
EMC Corp/MassachusettsEMC 24,790 652,969 0.8%55.67%
Weyerhaeuser CoWY 19,715 652,369 0.8%48.31%
Marriott International Inc/DEMAR 10,165 651,577 0.8%48.59%
Oil States International IncOIS 9,980 639,618 0.8%49.03%
PG&E CorpPCG 13,160 631,943 0.8%48.06%
Entergy CorpETR 7,645 627,578 0.8%46.42%
SL Green Realty CorpSLG 5,734 627,357 0.8%52.76%
Xcel Energy IncXEL 19,441 626,583 0.8%46.53%
Tenet Healthcare CorpTHC 13,305 624,537 0.8%49.86%
Senior Housing Properties TrustSNH 25,335 615,387 0.8%49.04%
Concho Resources Inc/Midland TXCXO 4,255 614,848 0.8%46.01%
American Electric Power Co IncAEP 10,975 612,076 0.8%45.62%
Mead Johnson Nutrition CoMJN 6,515 607,003 0.8%37.66%
Southern CoSO 13,205 599,243 0.8%44.64%
Eli Lilly & CoLLY 9,593 596,397 0.8%42.82%
Macerich Co/TheMAC 8,845 590,404 0.8%40.08%
Health Care REIT IncHCN 9,390 588,471 0.8%52.95%
DaVita HealthCare Partners IncDVA 8,002 578,705 0.7%44.81%
American Campus Communities IncACC 15,034 574,900 0.7%50.73%
Intel CorpINTC 18,530 572,577 0.7%13.97%
Cablevision Systems CorpCVC 32,295 570,007 0.7%45.12%
US BancorpUSB 13,090 567,059 0.7%43.12%
Caterpillar IncCAT 5,145 559,107 0.7%42.06%
Equity ResidentialEQR 8,851 557,613 0.7%44.02%
Spectra Energy CorpSE 13,110 556,913 0.7%42.70%
SYSCO CorpSYY 14,830 555,384 0.7%45.17%
Royal Gold IncRGLD 7,248 551,718 0.7%36.45%
Idexx Laboratories IncIDXX 4,070 543,630 0.7%38.27%
Anadarko Petroleum CorpAPC 4,890 535,308 0.7%41.82%
Extra Space Storage IncEXR 9,914 527,921 0.7%42.02%
Dominion Resources Inc/VAD 7,260 519,235 0.7%38.93%
Sempra EnergySRE 4,908 513,917 0.7%38.30%
Sensata Technologies Holding NVST 10,940 511,773 0.7%32.64%
Kilroy Realty CorpKRC 8,175 509,139 0.7%39.04%
Essex Property Trust IncESS 2,728 504,434 0.6%34.10%
Berkshire Hathaway IncBRK/B 3,930 497,381 0.6%40.62%
Public StoragePSA 2,854 489,033 0.6%38.42%
Macy`s IncM 8,348 484,351 0.6%41.19%
Host Hotels & Resorts IncHST 21,445 472,004 0.6%38.61%
Total  76,183,87597.7% 
SPDR S&P 500 ETF TrustSPY 8,406 1,645,222 2.1% 
Cash and Other Assets Less Liabilities  180,6030.2% 
Total Net Assets  78,009,701100% 

Numbers may not add up to totals due to rounding.
These allocations and holdings may not reflect the current or future positions of the portfolio.

Sector Allocation (% of Net Assets) (As of Quarter-Ended 06/30/2014 )

An investment in the Funds involves risks, including loss of principal. No assurance can be given that the investment objectives described herein will be achieved. The Funds seek to track a quantitative strategy index, meaning that the Funds invest in securities comprising an index created by a proprietary model. The success of the Fund’s principal investment strategies depends on the effectiveness of the model in screening securities for inclusion in the Index.

For more complete information about the Funds, see the prospectus or call 1 (888) 727-6885. Financial Advisors should call 1-855-TV Funds or 1-855-883-8637. Read the prospectus carefully before you invest or send money.

ALPS Distributors, Inc is not affiliated with Guggenheim Investment Management, LLC, Transparent Value Advisors, LLC (“TVA”) and/or Guggenheim Partners, LLC. TVA and ADI are not affiliated with S&P Dow Jones Indices. Transparent Value Funds are distributed by ALPS Distributors, Inc (“ADI”).

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TVA000283 6/30/2013