Transparent Value Large-Cap Defensive Fund Class C (TVDCX)



Portfolio Characteristics (As of Quarter-Ended 06/30/2015)

  Transparent Value Large-Cap Defensive Fund
Total Net Assets 53.7 million
Number of holdings 102
Market cap 39,486 million
P/E ratio 22.6x
Beta 0.87
Indicated yield 1.63%

These allocations and holdings may not reflect the current or future positions of the portfolio.

Beta - a measure of a given stock’s volatility in relation to the volatility of a specific market. A stock that is more volatile than the market over time tends to have a beta above 1.0. If a stock is less volatile than the market over time, the stock’s beta tends to be less than 1.0. For the purposes of this report, beta is calculated over the prior two years using daily total returns compared to the total returns of the Dow Jones U.S. Total Stock Market Index.

Market cap - current market cap is the sum of the market capitalization of all classes of common stock, in millions. If only one class is listed, the price of the listed-class is applied to any unlisted shares to determine the total market value. If there are two or more listed classes and one or more unlisted classes, the average price of the listed classes is applied to the unlisted shares to compute the total market value.

P/E Ratio (Price-to-Earnings Ratio) - the price of a stock divided by its historical earnings per share.

Top Ten Holdings (As of Quarter-Ended 06/30/2015)

Click here for explanation of RBP® Methodology and RBP® Probability.

There is no assurance the RBP® methodology and resulting RBP®
probability will successfully identify companies that will achieve their RBP®

  • Snapshot Date (06/01/2015): RBP probabilities as of the Snapshot Date are provided to S&P to be used in selection
    and weighting of the underline Index components
  • Reported Date (06/30/2015): Fund holdings are reported to the shareholders with RBP probabilities as of the Reported Date
  • As a result, RBP probabilities as of the Reported Date might defer from the RBP Probabilities as of the Snapshot Date
Company NameTicker% of Net AssetsRBP Probability (%)
Kinder Morgan Inc/DelawareKMI2.6%55.12%
Global Payments IncGPN1.9%45.20%
Ulta Salon Cosmetics & Fragrance IncULTA1.8%86.63%
Williams-Sonoma IncWSM1.7%61.90%
eBay IncEBAY1.7%69.09%
AmerisourceBergen CorpABC1.6%84.63%
UnitedHealth Group IncUNH1.5%65.11%
Carter`s IncCRI1.5%83.15%
Darden Restaurants IncDRI1.4%82.05%
NVR IncNVR1.4%73.86%
Total (% of Net Assets) 17.1% 

Top ten holdings do not include any cash, short-term investments or exchange traded fund Investments. Holdings are subject to change.

Full Holdings (As of Quarter-Ended 06/30/2015)

Click here for explanation of RBP® Methodology and RBP® Probability.

There is no assurance the RBP® methodology and resulting RBP®
probability will successfully identify companies that will achieve their RBP®

  • Snapshot Date (06/01/2015): RBP probabilities as of the Snapshot Date are provided to S&P to be used in selection
    and weighting of the underline Index components
  • Reported Date (06/30/2015): Fund holdings are reported to the shareholders with RBP probabilities as of the Reported Date
  • As a result, RBP probabilities as of the Reported Date might defer from the RBP Probabilities as of the Snapshot Date
Company NameTickerSharesMarket Value ($)% of Net AssetsRBP
Probability
(%)
Kinder Morgan Inc/DelawareKMI 36,028 1,383,115 2.6%55.12%
Global Payments IncGPN 9,808 1,014,638 1.9%45.20%
Ulta Salon Cosmetics & Fragrance IncULTA 6,083 939,519 1.8%86.63%
Williams-Sonoma IncWSM 11,255 925,949 1.7%61.90%
eBay IncEBAY 14,805 891,853 1.7%69.09%
AmerisourceBergen CorpABC 8,220 874,115 1.6%84.63%
UnitedHealth Group IncUNH 6,772 826,184 1.5%65.11%
Carter`s IncCRI 7,479 795,018 1.5%83.15%
Darden Restaurants IncDRI 10,901 774,843 1.4%82.05%
NVR IncNVR 575 770,500 1.4%73.86%
Arch Capital Group LtdACGL 11,465 767,696 1.4%61.34%
VeriSign IncVRSN 12,368 763,353 1.4%71.42%
The Madison Square Garden CompanyMSG 9,125 761,846 1.4%67.18%
Sirona Dental Systems IncSIRO 7,493 752,447 1.4%40.36%
Edwards Lifesciences CorpEW 5,242 746,618 1.4%65.63%
Reinsurance Group of America IncRGA 7,845 744,255 1.4%46.00%
O`Reilly Automotive IncORLY 3,245 733,305 1.4%88.38%
Estee Lauder Cos Inc/TheEL 8,449 732,190 1.4%58.98%
Marathon Petroleum CorpMPC 13,930 728,678 1.4%70.63%
Stanley Black & Decker Inc.SWK 6,857 721,631 1.3%54.46%
Deere & CoDE 7,402 718,364 1.3%28.90%
DTE Energy CoDTE 9,314 695,197 1.3%58.70%
PPL CorpPPL 23,322 687,299 1.3%60.44%
Verizon Communications IncVZ 14,471 674,493 1.3%92.47%
TransDigm Group IncTDG 2,994 672,662 1.3%66.43%
Amphenol CorpAPH 11,584 671,524 1.3%74.95%
AGCO CorpAGCO 11,759 667,676 1.2%44.73%
Cincinnati Financial CorpCINF 13,294 667,093 1.2%74.32%
Juniper Networks IncJNPR 25,274 656,366 1.2%50.38%
TJX Cos IncTJX 9,819 649,723 1.2%92.15%
Crown Castle International CorpCCI 8,058 647,057 1.2%81.94%
Home Depot IncHD 5,821 646,888 1.2%67.87%
SBA Communications CorpSBAC 5,606 644,522 1.2%99.20%
Intuit IncINTU 6,374 642,308 1.2%36.51%
Chipotle Mexican Grill IncCMG 1,053 637,054 1.2%92.56%
Simon Property Group IncSPG 3,608 624,256 1.2%78.71%
CVS Health CorpCVS 5,896 618,372 1.2%62.21%
Equinix IncEQIX 2,426 616,204 1.1%97.09%
Cameron International CorpCAM 11,650 610,111 1.1%43.93%
Mallinckrodt PLCMNK 4,902 577,063 1.1%65.21%
HollyFrontier CorpHFC 13,474 575,205 1.1%53.36%
QUALCOMM IncQCOM 9,101 569,996 1.1%83.75%
Apple IncAAPL 4,527 567,799 1.1%69.09%
Envision Healthcare Holdings IncEVHC 14,334 565,906 1.1%61.26%
Altria Group IncMO 11,517 563,296 1.0%62.05%
DIRECTVDTV 6,022 558,781 1.0%69.87%
Hormel Foods CorpHRL 9,881 556,992 1.0%73.76%
Xilinx IncXLNX 12,391 547,187 1.0%54.81%
Citrix Systems IncCTXS 7,768 545,003 1.0%72.89%
Whole Foods Market IncWFM 13,724 541,275 1.0%57.48%
Scripps Networks Interactive IncSNI 8,241 538,714 1.0%81.23%
Cabot Oil & Gas CorpCOG 16,700 526,718 1.0%60.78%
Cadence Design Systems IncCDNS 26,678 524,489 1.0%53.00%
FMC Technologies IncFTI 12,026 498,959 0.9%68.29%
Snap-On IncSNA 3,078 490,172 0.9%62.92%
Senior Housing Properties TrustSNH 27,712 486,346 0.9%69.81%
Broadcom CorpBRCM 9,396 483,800 0.9%66.88%
Monster Beverage CorpMNST 3,553 476,173 0.9%78.53%
Costco Wholesale CorpCOST 3,521 475,546 0.9%53.60%
Clorox CoCLX 4,508 468,922 0.9%33.99%
Hershey Co/TheHSY 5,128 455,520 0.8%80.15%
Rock-Tenn CoRKT 7,505 451,801 0.8%50.18%
Paychex IncPAYX 9,635 451,689 0.8%51.91%
Synopsys IncSNPS 8,735 442,428 0.8%56.37%
Sensata Technologies Holding NVST 8,251 435,158 0.8%73.43%
Autoliv IncALV 3,669 428,356 0.8%55.95%
Activision Blizzard IncATVI 17,056 412,926 0.8%49.19%
Constellation Brands IncSTZ 3,535 410,131 0.8%68.69%
CH Robinson Worldwide IncCHRW 6,423 400,731 0.7%69.78%
FMC CorpFMC 7,561 397,331 0.7%50.04%
SCANA CorpSCG 7,727 391,373 0.7%64.58%
Quintiles Transnational Holdings IncQ 5,277 383,163 0.7%34.26%
MSCI IncMSCI 5,862 360,806 0.7%49.00%
Camden Property TrustCPT 4,809 357,213 0.7%49.01%
NASDAQ OMX Group Inc/TheNDAQ 7,287 355,678 0.7%49.56%
Southwestern Energy CoSWN 15,647 355,656 0.7%50.54%
Trimble Navigation LtdTRMB 15,080 353,777 0.7%51.33%
SEI Investments CoSEIC 7,163 351,202 0.7%50.93%
Eli Lilly & CoLLY 4,157 347,068 0.6%11.64%
Twenty-First Century Fox IncFOXA 10,502 341,788 0.6%75.17%
Berkshire Hathaway IncBRK/B 2,492 339,186 0.6%65.21%
Automatic Data Processing IncADP 3,929 315,224 0.6%89.31%
United Technologies CorpUTX 2,768 307,054 0.6%64.67%
Marvell Technology Group LtdMRVL 23,128 304,943 0.6%50.28%
US BancorpUSB 6,939 301,153 0.6%43.38%
CME Group IncCME 3,224 300,025 0.6%57.01%
Zoetis IncZTS 6,166 297,325 0.6%52.58%
CIT Group IncCIT 6,203 288,377 0.5%42.67%
Pfizer IncPFE 8,600 288,358 0.5%53.01%
Union Pacific CorpUNP 2,996 285,729 0.5%58.12%
Avery Dennison CorpAVY 4,629 282,091 0.5%43.20%
Royal Gold IncRGLD 4,517 278,202 0.5%43.07%
Bristol-Myers Squibb CoBMY 4,019 267,424 0.5%50.55%
Harris CorpHRS 3,164 243,343 0.5%18.45%
BB&T CorpBBT 5,995 241,658 0.5%47.02%
New York Community Bancorp IncNYCB 12,815 235,540 0.4%30.41%
Lamar Advertising CoLAMR 3,958 227,506 0.4%42.71%
Cullen/Frost Bankers IncCFR 2,688 211,223 0.4%39.77%
First Republic Bank/San Francisco CAFRC 3,323 209,449 0.4%41.45%
Expeditors International of Washington IncEXPD 3,873 178,565 0.3%58.68%
Total  53,519,43499.7% 
SPDR S&P 500 ETF TrustSPY 322 66,284 0.1% 
Cash and Other Assets Less Liabilities  89,7490.2% 
Total Net Assets  53,675,466100% 

Numbers may not add up to totals due to rounding.
These allocations and holdings may not reflect the current or future positions of the portfolio.

Sector Allocation (% of Net Assets) (As of Quarter-Ended 06/30/2015 )

An investment in the Funds involves risks, including loss of principal. No assurance can be given that the investment objectives described herein will be achieved. The Funds seek to track a quantitative strategy index, meaning that the Funds invest in securities comprising an index created by a proprietary model. The success of the Fund's principal investment strategies depends on the effectiveness of the model in screening securities for inclusion in the Index.

For more complete information about the Funds, see the prospectus or call 1 (888) 727-6885. Financial Advisors should call 1-855-TV Funds or 1-855-883-8637. Read the prospectus carefully before you invest or send money.

ALPS Distributors, Inc is not affiliated with Guggenheim Partners Investment Management, LLC, Transparent Value Advisors, LLC (“TVA”) and/or Guggenheim Partners, LLC. TVA and ADI are not affiliated with S&P Dow Jones Indices. Transparent Value Funds are distributed by ALPS Distributors, Inc (“ADI”).

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TVA000283 6/30/2013