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Transparent Value Large-Cap Defensive Fund Class C (TVDCX)



Portfolio Characteristics (As of Quarter-Ended 03/31/2016)

  Transparent Value Large-Cap Defensive Fund
Total Net Assets 26.7 million
Number of holdings 102
Market cap 41,080 million
P/E ratio 23.2x
Beta 0.83
Indicated yield 1.62%

These allocations and holdings may not reflect the current or future positions of the portfolio.

Beta - a measure of a given stock’s volatility in relation to the volatility of a specific market. A stock that is more volatile than the market over time tends to have a beta above 1.0. If a stock is less volatile than the market over time, the stock’s beta tends to be less than 1.0. For the purposes of this report, beta is calculated over the prior two years using daily total returns compared to the total returns of the Dow Jones U.S. Total Stock Market Index.

Market cap - current market cap is the sum of the market capitalization of all classes of common stock, in millions. If only one class is listed, the price of the listed-class is applied to any unlisted shares to determine the total market value. If there are two or more listed classes and one or more unlisted classes, the average price of the listed classes is applied to the unlisted shares to compute the total market value.

P/E Ratio (Price-to-Earnings Ratio) - the price of a stock divided by its historical earnings per share.

Top Ten Holdings (As of Quarter-Ended 03/31/2016)

Click here for explanation of RBP® Methodology and RBP® Probability.

There is no assurance the RBP® methodology and resulting RBP®
probability will successfully identify companies that will achieve their RBP®

  • Snapshot Date (03/01/2016): RBP probabilities as of the Snapshot Date are provided to S&P to be used in selection
    and weighting of the underline Index components
  • Reported Date (03/31/2016): Fund holdings are reported to the shareholders with RBP probabilities as of the Reported Date
  • As a result, RBP probabilities as of the Reported Date might defer from the RBP Probabilities as of the Snapshot Date
Company NameTicker% of Net AssetsRBP Probability (%)
Hormel Foods CorpHRL1.5%69.52%
Paychex IncPAYX1.4%72.74%
Cincinnati Financial CorpCINF1.4%59.79%
NextEra Energy IncNEE1.4%61.54%
ITC Holdings CorpITC1.4%67.38%
O`Reilly Automotive IncORLY1.4%81.72%
First Republic Bank/San Francisco CAFRC1.4%56.32%
VeriSign IncVRSN1.3%43.07%
Ulta Salon Cosmetics & Fragrance IncULTA1.3%92.48%
Simon Property Group IncSPG1.3%49.43%
Total (% of Net Assets) 13.6% 

Top ten holdings do not include any cash, short-term investments or exchange traded fund Investments. Holdings are subject to change.

Full Holdings (As of Quarter-Ended 03/31/2016)

Click here for explanation of RBP® Methodology and RBP® Probability.

There is no assurance the RBP® methodology and resulting RBP®
probability will successfully identify companies that will achieve their RBP®

  • Snapshot Date (03/01/2016): RBP probabilities as of the Snapshot Date are provided to S&P to be used in selection
    and weighting of the underline Index components
  • Reported Date (03/31/2016): Fund holdings are reported to the shareholders with RBP probabilities as of the Reported Date
  • As a result, RBP probabilities as of the Reported Date might defer from the RBP Probabilities as of the Snapshot Date
Company NameTickerSharesMarket Value ($)% of Net AssetsRBP
Probability
(%)
Hormel Foods CorpHRL 8,958 387,344 1.5%69.52%
Paychex IncPAYX 6,854 370,185 1.4%72.74%
Cincinnati Financial CorpCINF 5,653 369,480 1.4%59.79%
NextEra Energy IncNEE 3,086 365,197 1.4%61.54%
ITC Holdings CorpITC 8,323 362,633 1.4%67.38%
O`Reilly Automotive IncORLY 1,325 362,600 1.4%81.72%
First Republic Bank/San Francisco CAFRC 5,414 360,789 1.4%56.32%
VeriSign IncVRSN 4,056 359,118 1.3%43.07%
Ulta Salon Cosmetics & Fragrance IncULTA 1,798 348,345 1.3%92.48%
Simon Property Group IncSPG 1,654 343,519 1.3%49.43%
Lowe`s Cos IncLOW 4,515 342,011 1.3%46.89%
Travelers Cos Inc/TheTRV 2,914 340,093 1.3%63.86%
TJX Cos IncTJX 4,320 338,472 1.3%69.15%
Verizon Communications IncVZ 6,187 334,593 1.3%69.77%
Bristol-Myers Squibb CoBMY 5,226 333,837 1.3%62.24%
MSCI IncMSCI 4,481 331,952 1.2%46.71%
Camden Property TrustCPT 3,932 330,642 1.2%44.99%
Vantiv IncVNTV 6,091 328,183 1.2%66.51%
Arthur J Gallagher & CoAJG 7,364 327,551 1.2%67.73%
Darden Restaurants IncDRI 4,908 325,400 1.2%52.89%
Dollar General CorpDG 3,774 323,054 1.2%74.72%
Avery Dennison CorpAVY 4,394 316,851 1.2%19.19%
SBA Communications CorpSBAC 3,142 314,734 1.2%78.23%
Cintas CorpCTAS 3,481 312,629 1.2%72.71%
CDW Corp/DECDW 7,393 306,810 1.1%82.89%
NVR IncNVR 175 303,170 1.1%66.37%
Carter`s IncCRI 2,871 302,546 1.1%70.40%
Signature Bank/New York NYSBNY 2,220 302,186 1.1%95.62%
JB Hunt Transport Services IncJBHT 3,504 295,177 1.1%70.90%
Church & Dwight Co IncCHD 3,183 293,409 1.1%54.35%
Universal Health Services IncUHS 2,350 293,092 1.1%53.60%
Nuance Communications IncNUAN 15,603 291,620 1.1%68.66%
Rockwell Collins IncCOL 3,137 289,263 1.1%45.67%
Scripps Networks Interactive IncSNI 4,383 287,087 1.1%48.67%
PPL CorpPPL 7,532 286,743 1.1%58.06%
Berkshire Hathaway IncBRK/B 2,000 283,760 1.1%54.47%
Constellation Brands IncSTZ 1,861 281,178 1.1%71.75%
Altria Group IncMO 4,442 278,336 1.0%52.36%
Jack Henry & Associates IncJKHY 3,287 277,982 1.0%47.16%
Hershey Co/TheHSY 3,014 277,559 1.0%48.75%
Crown Castle International CorpCCI 3,153 272,735 1.0%49.62%
Ally Financial IncALLY 14,507 271,571 1.0%91.51%
Reynolds American IncRAI 5,374 270,366 1.0%74.42%
Laboratory Corp of America HoldingsLH 2,301 269,516 1.0%47.01%
Amdocs LtdDOX 4,424 267,298 1.0%39.42%
AbbVie IncABBV 4,679 267,264 1.0%73.54%
Digital Realty Trust IncDLR 3,016 266,886 1.0%62.59%
DTE Energy CoDTE 2,918 264,546 1.0%54.85%
Nasdaq Inc.NDAQ 3,965 263,197 1.0%57.87%
Ingersoll-Rand PlcIR 4,241 262,984 1.0%39.02%
SEI Investments CoSEIC 6,099 262,562 1.0%45.34%
CVS Health CorpCVS 2,506 259,947 1.0%46.82%
Monster Beverage CorpMNST 1,945 259,424 1.0%66.19%
AmerisourceBergen CorpABC 2,995 259,217 1.0%74.30%
People`s United Financial IncPBCT 15,444 246,023 0.9%37.73%
Gartner IncIT 2,699 241,156 0.9%56.68%
Kroger Co/TheKR 6,279 240,172 0.9%60.36%
Cerner CorpCERN 4,532 240,015 0.9%52.73%
Synopsys IncSNPS 4,949 239,730 0.9%70.19%
Autoliv IncALV 2,008 237,908 0.9%41.15%
Zoetis IncZTS 5,279 234,018 0.9%52.90%
Twenty-First Century Fox IncFOXA 8,392 233,969 0.9%52.78%
Comcast CorpCMCSA 3,830 233,936 0.9%59.90%
F5 Networks IncFFIV 2,198 232,658 0.9%65.78%
Arch Capital Group LtdACGL 3,250 231,075 0.9%69.56%
Tribune Media CoTRCO 6,004 230,253 0.9%57.08%
Factset Research Systems IncFDS 1,517 229,871 0.9%59.83%
CME Group IncCME 2,372 227,831 0.9%61.79%
Clorox CoCLX 1,795 226,278 0.8%57.43%
Chipotle Mexican Grill IncCMG 473 222,769 0.8%64.73%
Broadridge Financial Solutions IncBR 3,732 221,345 0.8%57.93%
AT&T IncT 5,592 219,039 0.8%51.04%
Costco Wholesale CorpCOST 1,390 219,036 0.8%56.26%
Danaher CorpDHR 2,308 218,937 0.8%49.44%
Old Dominion Freight Line IncODFL 3,030 210,949 0.8%57.56%
Flir Systems IncFLIR 6,387 210,452 0.8%40.74%
Trimble Navigation LtdTRMB 8,476 210,205 0.8%45.16%
VMware IncVMW 3,975 207,932 0.8%81.49%
Williams-Sonoma IncWSM 3,608 197,502 0.7%56.76%
Juniper Networks IncJNPR 7,727 197,116 0.7%68.87%
Quintiles Transnational Holdings IncQ 2,936 191,134 0.7%57.28%
Pfizer IncPFE 6,288 186,376 0.7%55.36%
Owens CorningOC 3,894 184,108 0.7%46.48%
CDK Global IncCDK 3,784 176,145 0.7%61.65%
AGCO CorpAGCO 3,454 171,664 0.6%25.39%
Range Resources CorpRRC 5,223 169,121 0.6%57.49%
Sherwin-Williams Co/TheSHW 586 166,817 0.6%48.99%
New York Community Bancorp IncNYCB 10,234 162,721 0.6%63.27%
EQT CorpEQT 2,399 161,357 0.6%39.27%
Perrigo Co PlcPRGO 1,251 160,040 0.6%59.42%
Merck & Co IncMRK 3,020 159,788 0.6%45.27%
Waters CorpWAT 1,164 153,555 0.6%33.24%
Hubbell IncHUBB 1,428 151,268 0.6%32.22%
Axalta Coating Systems LtdAXTA 5,000 146,000 0.5%33.06%
United Technologies CorpUTX 1,450 145,145 0.5%36.85%
Southwestern Energy CoSWN 17,000 137,190 0.5%30.11%
Envision Healthcare Holdings IncEVHC 6,707 136,823 0.5%72.56%
Johnson & JohnsonJNJ 1,254 135,683 0.5%38.54%
National Oilwell Varco IncNOV 4,329 134,632 0.5%38.11%
Citizens Financial Group IncCFG 5,666 118,703 0.4%65.60%
RMR Group IncRMR 195 4,877 0.0%NA
Total  25,609,96295.9% 
SPDR S&P 500 ETF TrustSPY 5,154 1,059,456 4.0% 
Cash and Other Assets Less Liabilities  31,4560.1% 
Total Net Assets  26,700,874100% 

Numbers may not add up to totals due to rounding.
These allocations and holdings may not reflect the current or future positions of the portfolio.

Sector Allocation (% of Net Assets) (As of Quarter-Ended 03/31/2016 )

An investment in the Funds involves risks, including loss of principal. No assurance can be given that the investment objectives described herein will be achieved. The Funds seek to track a quantitative strategy index, meaning that the Funds invest in securities comprising an index created by a proprietary model. The success of the Fund's principal investment strategies depends on the effectiveness of the model in screening securities for inclusion in the Index.

For more complete information about the Funds, see the prospectus or call 1 (888) 727-6885. Financial Advisors should call 1-855-TV Funds or 1-855-883-8637. Read the prospectus carefully before you invest or send money.

ALPS Distributors, Inc. (ADI) is not affiliated with Guggenheim Partners Investment Management, LLC and/or Guggenheim Partners, LLC. ADI is not affiliated with S&P Dow Jones Indices. Transparent Value Funds are distributed by ALPS Distributors, Inc. ("ADI").

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TVA000283 6/30/2013