Transparent Value Large-Cap Defensive Fund Class C (TVDCX)



Portfolio Characteristics (As of Quarter-Ended 03/31/2014)

  Transparent Value Large-Cap Defensive Fund
Total Net Assets 72.1 million
Number of holdings 101
Market cap 33,391 million
P/E ratio 20.7x
Beta 0.92
Indicated yield 1.58%

These allocations and holdings may not reflect the current or future positions of the portfolio.

Beta - a measure of a given stock’s volatility in relation to the volatility of a specific market. A stock that is more volatile than the market over time tends to have a beta above 1.0. If a stock is less volatile than the market over time, the stock’s beta tends to be less than 1.0. For the purposes of this report, beta is calculated over the prior two years using daily total returns compared to the total returns of the Dow Jones U.S. Total Stock Market Index.

Market cap - current market cap is the sum of the market capitalization of all classes of common stock, in millions. If only one class is listed, the price of the listed-class is applied to any unlisted shares to determine the total market value. If there are two or more listed classes and one or more unlisted classes, the average price of the listed classes is applied to the unlisted shares to compute the total market value.

P/E Ratio (Price-to-Earnings Ratio) - the price of a stock divided by its historical earnings per share.

Top Ten Holdings (As of Quarter-Ended 03/31/2014)

Click here for explanation of RBP® Methodology and RBP® Probability.

There is no assurance the RBP® methodology and resulting RBP®
probability will successfully identify companies that will achieve their RBP®

  • Snapshot Date (03/03/2014): RBP probabilities as of the Snapshot Date are provided to S&P to be used in selection
    and weighting of the underline Index components
  • Reported Date (03/31/2014): Fund holdings are reported to the shareholders with RBP probabilities as of the Reported Date
  • As a result, RBP probabilities as of the Reported Date might defer from the RBP Probabilities as of the Snapshot Date
Company NameTicker% of Net AssetsRBP Probability (%)
VeriSign IncVRSN1.8%97.46%
SBA Communications CorpSBAC1.7%99.96%
Herbalife LtdHLF1.7%99.99%
QUALCOMM IncQCOM1.7%90.55%
Scripps Networks Interactive IncSNI1.6%98.09%
Sirona Dental Systems IncSIRO1.6%83.23%
TransDigm Group IncTDG1.6%82.76%
RenaissanceRe Holdings LtdRNR1.5%81.21%
BE Aerospace IncBEAV1.4%75.35%
Equinix IncEQIX1.4%81.85%
Total (% of Net Assets) 16.1% 

Top ten holdings do not include any cash, short-term investments or exchange traded fund Investments. Holdings are subject to change.

Full Holdings (As of Quarter-Ended 03/31/2014)

Click here for explanation of RBP® Methodology and RBP® Probability.

There is no assurance the RBP® methodology and resulting RBP®
probability will successfully identify companies that will achieve their RBP®

  • Snapshot Date (03/03/2014): RBP probabilities as of the Snapshot Date are provided to S&P to be used in selection
    and weighting of the underline Index components
  • Reported Date (03/31/2014): Fund holdings are reported to the shareholders with RBP probabilities as of the Reported Date
  • As a result, RBP probabilities as of the Reported Date might defer from the RBP Probabilities as of the Snapshot Date
Company NameTickerSharesMarket Value ($)% of Net AssetsRBP
Probability
(%)
VeriSign IncVRSN 23,686 1,276,912 1.8%97.46%
SBA Communications CorpSBAC 13,863 1,260,978 1.7%99.96%
Herbalife LtdHLF 21,806 1,248,830 1.7%99.99%
QUALCOMM IncQCOM 15,803 1,246,225 1.7%90.55%
Scripps Networks Interactive IncSNI 15,484 1,175,390 1.6%98.09%
Sirona Dental Systems IncSIRO 15,292 1,141,854 1.6%83.23%
TransDigm Group IncTDG 6,116 1,132,683 1.6%82.76%
RenaissanceRe Holdings LtdRNR 11,043 1,077,797 1.5%81.21%
BE Aerospace IncBEAV 11,915 1,034,103 1.4%75.35%
Equinix IncEQIX 5,528 1,021,796 1.4%81.85%
Eli Lilly & CoLLY 16,638 979,313 1.4%75.77%
AMC Networks IncAMCX 13,242 967,858 1.3%75.82%
Cadence Design Systems IncCDNS 61,872 961,491 1.3%71.13%
Microsoft CorpMSFT 23,289 954,616 1.3%63.71%
Paychex IncPAYX 22,001 937,243 1.3%58.63%
Apple IncAAPL 1,700 912,458 1.3%68.85%
Activision Blizzard IncATVI 44,216 903,775 1.3%66.98%
Fidelity National Financial IncFNF 28,711 902,674 1.3%68.34%
Chipotle Mexican Grill IncCMG 1,580 897,519 1.2%66.06%
Global Payments IncGPN 12,428 883,755 1.2%67.55%
TJX Cos IncTJX 14,358 870,813 1.2%66.05%
Cameron International CorpCAM 14,042 867,374 1.2%65.13%
Taubman Centers IncTCO 11,950 845,941 1.2%52.46%
Cintas CorpCTAS 14,126 842,051 1.2%66.68%
Northeast UtilitiesNU 18,237 829,784 1.2%60.99%
Lear CorpLEA 9,869 826,233 1.1%60.09%
Hershey Co/TheHSY 7,815 815,886 1.1%65.98%
DTE Energy CoDTE 10,953 813,698 1.1%59.03%
Westar Energy IncWR 23,116 812,759 1.1%59.97%
Range Resources CorpRRC 9,585 795,267 1.1%63.39%
eBay IncEBAY 14,160 782,198 1.1%73.42%
Kroger Co/TheKR 17,806 777,232 1.1%35.09%
Monsanto CoMON 6,782 771,588 1.1%59.15%
SL Green Realty CorpSLG 7,544 759,077 1.1%56.94%
Edison InternationalEIX 13,386 757,781 1.1%52.94%
Ross Stores IncROST 10,576 756,713 1.0%56.76%
AGL Resources IncGAS 15,092 738,904 1.0%54.64%
Tesoro Corp/TexasTSO 14,570 737,096 1.0%60.94%
Sally Beauty Holdings IncSBH 26,693 731,388 1.0%59.34%
Simon Property Group IncSPG 4,382 718,648 1.0%58.74%
Autoliv IncALV 7,132 715,696 1.0%51.56%
Camden Property TrustCPT 10,575 712,121 1.0%50.15%
L-3 Communications Holdings IncLLL 6,023 711,617 1.0%55.02%
BB&T CorpBBT 17,522 703,859 1.0%46.81%
UGI CorpUGI 15,388 701,847 1.0%50.48%
Devon Energy CorpDVN 10,408 696,607 1.0%47.83%
Lsi CorpLSI 62,825 695,473 1.0%53.16%
Wisconsin Energy CorpWEC 14,813 689,545 1.0%49.81%
Wells Fargo & CoWFC 13,765 684,671 0.9%43.59%
Southwestern Energy CoSWN 14,875 684,399 0.9%47.72%
Alliant Energy CorpLNT 11,858 673,653 0.9%48.54%
tw telecom incTWTC 21,531 673,059 0.9%43.45%
Dillard`s IncDDS 7,271 671,840 0.9%48.91%
Sempra EnergySRE 6,943 671,805 0.9%49.84%
Panera Bread CoPNRA 3,677 648,880 0.9%50.35%
Signet Jewelers LtdSIG 6,114 647,228 0.9%36.74%
IHS IncIHS 5,321 646,502 0.9%56.23%
Nordstrom IncJWN 10,318 644,359 0.9%47.80%
PartnerRe LtdPRE 6,219 643,667 0.9%47.38%
Home Depot IncHD 8,032 635,572 0.9%49.09%
Visa IncV 2,929 632,254 0.9%51.42%
Federal Realty Investment TrustFRT 5,511 632,222 0.9%37.20%
American Campus Communities IncACC 16,484 615,677 0.9%41.92%
Motorola Solutions IncMSI 9,440 606,898 0.8%46.48%
Xcel Energy IncXEL 19,901 604,194 0.8%45.30%
Juniper Networks IncJNPR 23,400 602,784 0.8%49.37%
Dollar General CorpDG 10,708 594,080 0.8%51.09%
National Fuel Gas CoNFG 8,474 593,519 0.8%47.37%
Western Digital CorpWDC 6,452 592,423 0.8%40.08%
Nabors Industries LtdNBR 23,874 588,494 0.8%43.62%
Micron Technology IncMU 24,866 588,330 0.8%47.76%
Macy`s IncM 9,863 584,777 0.8%41.31%
Extra Space Storage IncEXR 11,809 572,855 0.8%53.62%
National Retail Properties IncNNN 16,492 566,005 0.8%56.21%
ITC Holdings CorpITC 15,056 562,342 0.8%40.82%
SYSCO CorpSYY 15,155 547,550 0.8%45.04%
Royal Gold IncRGLD 8,688 544,043 0.8%48.08%
Seagate TechnologySTX 9,517 534,475 0.7%35.73%
Lowe`s Cos IncLOW 10,856 530,858 0.7%42.06%
EQT CorpEQT 5,447 528,196 0.7%41.58%
Broadcom CorpBRCM 16,621 523,229 0.7%33.94%
Covance IncCVD 5,032 522,825 0.7%46.14%
Liberty Global plcLBTYK 12,840 522,716 0.7%42.34%
Altria Group IncMO 13,872 519,229 0.7%36.44%
Essex Property Trust IncESS 3,043 517,462 0.7%41.00%
NiSource IncNI 14,476 514,332 0.7%38.15%
DaVita HealthCare Partners IncDVA 7,382 508,251 0.7%45.22%
Equity ResidentialEQR 8,661 502,251 0.7%44.14%
Beam IncBEAM 5,997 499,550 0.7%43.19%
Occidental Petroleum CorpOXY 5,206 496,080 0.7%38.07%
Republic Services IncRSG 14,464 494,090 0.7%36.14%
Public StoragePSA 2,909 490,137 0.7%38.21%
Union Pacific CorpUNP 2,608 489,417 0.7%36.08%
Solera Holdings Inc.SLH 7,699 487,655 0.7%50.12%
Marvell Technology Group LtdMRVL 30,818 485,384 0.7%36.64%
Time Warner IncTWX 7,309 477,497 0.7%35.34%
McKesson CorpMCK 2,679 473,031 0.7%38.74%
Lamar Advertising CoLAMR 9,239 471,097 0.7%45.51%
Realogy Holdings CorpRLGY 10,169 441,843 0.6%39.14%
NetFlix IncNFLX 1,150 404,835 0.6%50.66%
Total  71,782,98599.5% 
SPDR S&P 500 ETF TrustSPY 1,599 299,077 0.4% 
Cash and Other Assets Less Liabilities  58,9350.1% 
Total Net Assets  72,140,997100% 

Numbers may not add up to totals due to rounding.
These allocations and holdings may not reflect the current or future positions of the portfolio.

Sector Allocation (% of Net Assets) (As of Quarter-Ended 03/31/2014 )

An investment in the Funds involves risks, including loss of principal. No assurance can be given that the investment objectives described herein will be achieved. The Funds seek to track a quantitative strategy index, meaning that the Funds invest in securities comprising an index created by a proprietary model. The success of the Fund’s principal investment strategies depends on the effectiveness of the model in screening securities for inclusion in the Index.

For more complete information about the Funds, see the prospectus or call 1 (888) 727-6885. Financial Advisors should call 1-855-TV Funds or 1-855-883-8637. Read the prospectus carefully before you invest or send money.

ALPS Distributors, Inc is not affiliated with Guggenheim Investment Management, LLC, Transparent Value Advisors, LLC (“TVA”) and/or Guggenheim Partners, LLC. TVA and ADI are not affiliated with S&P Dow Jones Indices. Transparent Value Funds are distributed by ALPS Distributors, Inc (“ADI”).

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TVA000283 6/30/2013