Transparent Value Large-Cap Defensive Fund Class C (TVDCX)



Portfolio Characteristics (As of Quarter-Ended 03/31/2015)

  Transparent Value Large-Cap Defensive Fund
Total Net Assets 60.3 million
Number of holdings 101
Market cap 42,193 million
P/E ratio 22.9x
Beta 0.86
Indicated yield 1.65%

These allocations and holdings may not reflect the current or future positions of the portfolio.

Beta - a measure of a given stock’s volatility in relation to the volatility of a specific market. A stock that is more volatile than the market over time tends to have a beta above 1.0. If a stock is less volatile than the market over time, the stock’s beta tends to be less than 1.0. For the purposes of this report, beta is calculated over the prior two years using daily total returns compared to the total returns of the Dow Jones U.S. Total Stock Market Index.

Market cap - current market cap is the sum of the market capitalization of all classes of common stock, in millions. If only one class is listed, the price of the listed-class is applied to any unlisted shares to determine the total market value. If there are two or more listed classes and one or more unlisted classes, the average price of the listed classes is applied to the unlisted shares to compute the total market value.

P/E Ratio (Price-to-Earnings Ratio) - the price of a stock divided by its historical earnings per share.

Top Ten Holdings (As of Quarter-Ended 03/31/2015)

Click here for explanation of RBP® Methodology and RBP® Probability.

There is no assurance the RBP® methodology and resulting RBP®
probability will successfully identify companies that will achieve their RBP®

  • Snapshot Date (03/02/2015): RBP probabilities as of the Snapshot Date are provided to S&P to be used in selection
    and weighting of the underline Index components
  • Reported Date (03/31/2015): Fund holdings are reported to the shareholders with RBP probabilities as of the Reported Date
  • As a result, RBP probabilities as of the Reported Date might defer from the RBP Probabilities as of the Snapshot Date
Company NameTicker% of Net AssetsRBP Probability (%)
Kinder Morgan Inc/DelawareKMI2.9%53.39%
AmerisourceBergen CorpABC1.7%85.11%
Williams-Sonoma IncWSM1.7%71.76%
Ulta Salon Cosmetics & Fragrance IncULTA1.7%79.10%
Global Payments IncGPN1.6%56.00%
Integrys Energy Group IncTEG1.6%60.31%
eBay IncEBAY1.6%83.19%
VeriSign IncVRSN1.6%70.39%
UnitedHealth Group IncUNH1.5%49.06%
Edwards Lifesciences CorpEW1.4%57.83%
Total (% of Net Assets) 17.2% 

Top ten holdings do not include any cash, short-term investments or exchange traded fund Investments. Holdings are subject to change.

Full Holdings (As of Quarter-Ended 03/31/2015)

Click here for explanation of RBP® Methodology and RBP® Probability.

There is no assurance the RBP® methodology and resulting RBP®
probability will successfully identify companies that will achieve their RBP®

  • Snapshot Date (03/02/2015): RBP probabilities as of the Snapshot Date are provided to S&P to be used in selection
    and weighting of the underline Index components
  • Reported Date (03/31/2015): Fund holdings are reported to the shareholders with RBP probabilities as of the Reported Date
  • As a result, RBP probabilities as of the Reported Date might defer from the RBP Probabilities as of the Snapshot Date
Company NameTickerSharesMarket Value ($)% of Net AssetsRBP
Probability
(%)
Kinder Morgan Inc/DelawareKMI 41,207 1,733,166 2.9%53.39%
AmerisourceBergen CorpABC 9,074 1,031,442 1.7%85.11%
Williams-Sonoma IncWSM 12,796 1,019,969 1.7%71.76%
Ulta Salon Cosmetics & Fragrance IncULTA 6,704 1,011,298 1.7%79.10%
Global Payments IncGPN 10,815 991,519 1.6%56.00%
Integrys Energy Group IncTEG 13,321 959,378 1.6%60.31%
eBay IncEBAY 16,574 955,988 1.6%83.19%
VeriSign IncVRSN 14,046 940,661 1.6%70.39%
UnitedHealth Group IncUNH 7,502 887,412 1.5%49.06%
Edwards Lifesciences CorpEW 6,060 863,308 1.4%57.83%
The Madison Square Garden CompanyMSG 10,171 860,975 1.4%66.12%
Darden Restaurants IncDRI 12,304 853,159 1.4%70.72%
DTE Energy CoDTE 10,543 850,715 1.4%85.07%
NVR IncNVR 636 845,028 1.4%71.58%
PPL CorpPPL 24,563 826,791 1.4%74.75%
Reinsurance Group of America IncRGA 8,793 819,420 1.4%51.03%
Marathon Petroleum CorpMPC 7,854 804,171 1.3%71.57%
O`Reilly Automotive IncORLY 3,704 800,953 1.3%73.24%
Cincinnati Financial CorpCINF 15,005 799,466 1.3%65.96%
Whole Foods Market IncWFM 15,243 793,855 1.3%52.51%
Simon Property Group IncSPG 4,040 790,386 1.3%54.57%
Arch Capital Group LtdACGL 12,813 789,281 1.3%70.25%
Verizon Communications IncVZ 16,060 780,998 1.3%86.39%
Estee Lauder Cos Inc/TheEL 9,391 780,956 1.3%64.90%
Amphenol CorpAPH 13,060 769,626 1.3%82.19%
SBA Communications CorpSBAC 6,550 767,005 1.3%99.30%
Carter`s IncCRI 8,245 762,415 1.3%92.16%
TransDigm Group IncTDG 3,430 750,210 1.2%67.14%
Home Depot IncHD 6,591 748,804 1.2%69.04%
Sirona Dental Systems IncSIRO 8,316 748,357 1.2%45.14%
Crown Castle International CorpCCI 9,038 745,997 1.2%68.11%
Stanley Black & Decker Inc.SWK 7,708 735,035 1.2%81.82%
Deere & CoDE 8,322 729,756 1.2%30.85%
Mallinckrodt PLCMNK 5,747 727,858 1.2%57.66%
QUALCOMM IncQCOM 10,320 715,589 1.2%75.59%
Senior Housing Properties TrustSNH 30,950 686,781 1.1%58.95%
Intuit IncINTU 7,071 685,604 1.1%52.93%
CVS Health CorpCVS 6,632 684,489 1.1%54.57%
AGCO CorpAGCO 13,534 644,760 1.1%68.32%
Juniper Networks IncJNPR 28,528 644,162 1.1%58.85%
Equinix IncEQIX 2,733 636,379 1.1%95.60%
Scripps Networks Interactive IncSNI 9,181 629,449 1.0%82.03%
Hormel Foods CorpHRL 10,996 625,123 1.0%81.44%
Apple IncAAPL 5,014 623,892 1.0%56.78%
HollyFrontier CorpHFC 15,391 619,796 1.0%63.27%
Envision Healthcare Holdings IncEVHC 15,778 605,086 1.0%67.49%
Costco Wholesale CorpCOST 3,945 597,648 1.0%56.87%
Lorillard IncLO 9,120 595,992 1.0%58.34%
Cameron International CorpCAM 13,117 591,839 1.0%49.28%
McDonald`s CorpMCD 5,982 582,886 1.0%43.02%
Xilinx IncXLNX 13,745 581,414 1.0%65.35%
Hershey Co/TheHSY 5,689 574,077 1.0%76.02%
DIRECTVDTV 6,716 571,532 0.9%73.94%
Clorox CoCLX 5,038 556,145 0.9%16.41%
Cabot Oil & Gas CorpCOG 18,705 552,359 0.9%69.54%
Cadence Design Systems IncCDNS 29,747 548,535 0.9%50.06%
Citrix Systems IncCTXS 8,574 547,621 0.9%78.71%
Monster Beverage CorpMNST 3,946 546,107 0.9%83.61%
Rock-Tenn CoRKT 8,366 539,607 0.9%56.69%
Family Dollar Stores IncFDO 6,800 538,832 0.9%47.63%
Paychex IncPAYX 10,749 533,312 0.9%34.39%
Sensata Technologies Holding NVST 9,202 528,655 0.9%57.49%
CH Robinson Worldwide IncCHRW 7,218 528,502 0.9%65.46%
FMC Technologies IncFTI 13,682 506,371 0.8%69.84%
Autoliv IncALV 4,121 485,330 0.8%61.45%
FMC CorpFMC 8,397 480,728 0.8%63.00%
International Paper CoIP 8,651 480,044 0.8%33.33%
SCANA CorpSCG 8,723 479,678 0.8%80.21%
Constellation Brands IncSTZ 4,012 466,235 0.8%59.65%
Broadcom CorpBRCM 10,479 453,688 0.8%75.99%
Synopsys IncSNPS 9,678 448,285 0.7%53.15%
Activision Blizzard IncATVI 19,511 443,387 0.7%48.09%
Camden Property TrustCPT 5,407 422,449 0.7%42.74%
TRW Automotive Holdings CorpTRW 4,024 421,916 0.7%62.98%
Southwestern Energy CoSWN 18,133 420,504 0.7%57.16%
MSCI IncMSCI 6,654 407,957 0.7%50.00%
Berkshire Hathaway IncBRK/B 2,821 407,127 0.7%50.86%
NASDAQ OMX Group Inc/TheNDAQ 7,948 404,871 0.7%53.64%
Twenty-First Century Fox IncFOXA 11,953 404,490 0.7%65.86%
Quintiles Transnational Holdings IncQ 5,862 392,578 0.7%40.41%
Automatic Data Processing IncADP 4,413 377,929 0.6%61.69%
United Technologies CorpUTX 3,183 373,048 0.6%60.63%
Union Pacific CorpUNP 3,373 365,330 0.6%59.79%
SEI Investments CoSEIC 8,003 352,852 0.6%48.52%
Monsanto CoMON 3,028 340,771 0.6%54.80%
Pfizer IncPFE 9,725 338,333 0.6%48.40%
CME Group IncCME 3,519 333,284 0.6%52.48%
Eli Lilly & CoLLY 4,526 328,814 0.5%15.38%
Zoetis IncZTS 6,940 321,253 0.5%54.80%
M&T Bank CorpMTB 2,450 311,150 0.5%22.38%
CIT Group IncCIT 6,840 308,621 0.5%45.45%
Bristol-Myers Squibb CoBMY 4,524 291,798 0.5%43.35%
Merck & Co IncMRK 5,033 289,297 0.5%30.78%
Harris CorpHRS 3,485 274,479 0.5%37.60%
Johnson & JohnsonJNJ 2,682 269,809 0.4%37.05%
Illinois Tool Works IncITW 2,762 268,301 0.4%25.92%
Lamar Advertising CoLAMR 4,470 264,937 0.4%33.05%
Cullen/Frost Bankers IncCFR 3,090 213,457 0.4%46.88%
Expeditors International of Washington IncEXPD 4,378 210,932 0.3%46.11%
First Republic Bank/San Francisco CAFRC 3,666 209,292 0.3%31.59%
Total  60,160,84999.8% 
SPDR S&P 500 ETF TrustSPY 233 48,098 0.1% 
Cash and Other Assets Less Liabilities  84,8510.1% 
Total Net Assets  60,293,798100% 

Numbers may not add up to totals due to rounding.
These allocations and holdings may not reflect the current or future positions of the portfolio.

Sector Allocation (% of Net Assets) (As of Quarter-Ended 03/31/2015 )

An investment in the Funds involves risks, including loss of principal. No assurance can be given that the investment objectives described herein will be achieved. The Funds seek to track a quantitative strategy index, meaning that the Funds invest in securities comprising an index created by a proprietary model. The success of the Fund's principal investment strategies depends on the effectiveness of the model in screening securities for inclusion in the Index.
Important Announcement

Transparent Value announces changes to its Directional Series Indexes and Directional Allocation Index Methodology. Effective with the upcoming rebalance scheduled for March 20th 2015 the following changes will take place.

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For more complete information about the Funds, see the prospectus or call 1 (888) 727-6885. Financial Advisors should call 1-855-TV Funds or 1-855-883-8637. Read the prospectus carefully before you invest or send money.

ALPS Distributors, Inc is not affiliated with Guggenheim Partners Investment Management, LLC, Transparent Value Advisors, LLC (“TVA”) and/or Guggenheim Partners, LLC. TVA and ADI are not affiliated with S&P Dow Jones Indices. Transparent Value Funds are distributed by ALPS Distributors, Inc (“ADI”).

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TVA000283 6/30/2013